AU — Audit and Accountability
27 controls in the Audit and Accountability family
AU-1Policy and Procedures
LI-SaaS
LOW
MODERATE
HIGH
AU-2Event Logging
LI-SaaS
LOW
MODERATE
HIGH
AU-3Content of Audit Records
LI-SaaS
LOW
MODERATE
HIGH
AU-3 (01)Content of Audit Records | Additional Audit Information
MODERATE
HIGH
AU-4Audit Log Storage Capacity
LI-SaaS
LOW
MODERATE
HIGH
AU-5Response to Audit Logging Process Failures
LI-SaaS
LOW
MODERATE
HIGH
AU-5 (01)Response to Audit Logging Process Failures | Storage Capacity Warning
HIGH
AU-5 (02)Response to Audit Logging Process Failures | Real-time Alerts
HIGH
AU-6Audit Record Review, Analysis, and Reporting
LI-SaaS
LOW
MODERATE
HIGH
AU-6 (01)Audit Record Review, Analysis, and Reporting | Automated Process Integration
MODERATE
HIGH
AU-6 (03)Audit Record Review, Analysis, and Reporting | Correlate Audit Record Repositories
MODERATE
HIGH
AU-6 (04)Audit Record Review, Analysis, and Reporting | Central Review and Analysis
HIGH
AU-6 (05)Audit Record Review, Analysis, and Reporting | Integrated Analysis of Audit Records
HIGH
AU-6 (06)Audit Record Review, Analysis, and Reporting | Correlation with Physical Monitoring
HIGH
AU-6 (07)Audit Record Review, Analysis, and Reporting | Permitted Actions
HIGH
AU-7Audit Record Reduction and Report Generation
MODERATE
HIGH
AU-7 (01)Audit Record Reduction and Report Generation | Automatic Processing
MODERATE
HIGH
AU-8Time Stamps
LI-SaaS
LOW
MODERATE
HIGH
AU-9Protection of Audit Information
LI-SaaS
LOW
MODERATE
HIGH
AU-9 (02)Protection of Audit Information | Store on Separate Physical Systems or Components
HIGH
AU-9 (03)Protection of Audit Information | Cryptographic Protection
HIGH
AU-9 (04)Protection of Audit Information | Access by Subset of Privileged Users
MODERATE
HIGH
AU-10Non-repudiation
HIGH
AU-11Audit Record Retention
LI-SaaS
LOW
MODERATE
HIGH
AU-12Audit Record Generation
LI-SaaS
LOW
MODERATE
HIGH
AU-12 (01)Audit Record Generation | System-wide and Time-correlated Audit Trail
HIGH
AU-12 (03)Audit Record Generation | Changes by Authorized Individuals
HIGH