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2.7.2Incident Response Procedures

>Control Description

FRFIs should implement processes and procedures for managing technology incidents; elements may include: Defining and documenting roles and responsibilities of relevant internal and external parties to support effective incident response; Establishing early warning indicators or triggers of system disruption (i.e., detection) that are informed by ongoing threat assessment and risk surveillance activities; Identifying and classifying incidents according to priority, based on their impacts on business services; Developing and implementing incident response procedures that mitigate the impacts of incidents, including internal and external communication actions that contain escalation and notification triggers and processes; Performing periodic testing and exercises using plausible scenarios in order to identify and remedy gaps in incident response actions and capabilities; Conducting periodic exercises and testing of incident management process, playbooks, and other response tools (e.g., coordination and communication) to validate and maintain their effectiveness; and Establishing and periodically testing incident management processes with third parties.

>Cross-Framework Mappings

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