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IR-4(1)Automated Incident Handling Processes

MODERATE
HIGH

>Control Description

Support the incident handling process using organization-defined automated mechanisms.

>Cross-Framework Mappings

>Programmatic Queries

Beta

Related Services

AWS Systems Manager Incident Manager
AWS Lambda
AWS SNS

CLI Commands

Create incident handling automation
aws ssm-incidents create-replication-set --regions RegionList=[{regionName=us-east-1}]
Create automated response playbook
aws lambda create-function --function-name ir-auto-handler --runtime python3.11 --role arn:aws:iam::123456789012:role/lambda-role --handler index.handler --zip-file fileb://function.zip
Create SNS topic for incident alerts
aws sns create-topic --name ir-automated-alerts --region us-east-1
Subscribe function to SNS topic
aws sns subscribe --topic-arn arn:aws:sns:us-east-1:123456789012:ir-automated-alerts --protocol lambda --notification-endpoint arn:aws:lambda:us-east-1:123456789012:function:ir-auto-handler

>Supplemental Guidance

Automated mechanisms that support incident handling processes include online incident management systems and tools that support the collection of live response data, full network packet capture, and forensic analysis.

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What formal policies and procedures govern the implementation of IR-4(1) (Automated Incident Handling Processes)?
  • Who are the designated roles responsible for implementing, maintaining, and monitoring IR-4(1)?
  • How frequently is the IR-4(1) policy reviewed and updated, and what triggers policy changes?
  • What governance structure ensures IR-4(1) requirements are consistently applied across all systems?

Technical Implementation:

  • Describe the specific technical mechanisms or controls used to enforce IR-4(1) requirements.
  • What automated tools, systems, or technologies are deployed to implement IR-4(1)?
  • How is IR-4(1) integrated into your system architecture and overall security posture?
  • What configuration settings, parameters, or technical specifications enforce IR-4(1) requirements?

Evidence & Documentation:

  • What documentation demonstrates the complete implementation of IR-4(1)?
  • What audit logs, records, reports, or monitoring data validate IR-4(1) compliance?
  • Can you provide evidence of periodic reviews, assessments, or testing of IR-4(1) effectiveness?
  • What artifacts would you present during a FedRAMP assessment to demonstrate IR-4(1) compliance?

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