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AU-9(1)Hardware Write-Once Media

>Control Description

Write audit trails to hardware-enforced, write-once media.

>Supplemental Guidance

Writing audit trails to hardware-enforced, write-once media applies to the initial generation of audit trails (i.e., the collection of audit records that represents the information to be used for detection, analysis, and reporting purposes) and to the backup of those audit trails. Writing audit trails to hardware-enforced, write-once media does not apply to the initial generation of audit records prior to being written to an audit trail. Write-once, read-many (WORM) media includes Compact Disc-Recordable (CD-R), Blu-Ray Disc Recordable (BD-R), and Digital Versatile Disc-Recordable (DVD-R).

In contrast, the use of switchable write-protection media, such as tape cartridges, Universal Serial Bus (USB) drives, Compact Disc Re-Writeable (CD-RW), and Digital Versatile Disc-Read Write (DVD-RW) results in write-protected but not write-once media.

>Related Controls

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What formal policies and procedures govern the implementation of AU-9(1) (Hardware Write-Once Media)?
  • Who are the designated roles responsible for implementing, maintaining, and monitoring AU-9(1)?
  • How frequently is the AU-9(1) policy reviewed and updated, and what triggers policy changes?
  • What training or awareness programs ensure personnel understand their responsibilities related to AU-9(1)?

Technical Implementation:

  • Describe the specific technical mechanisms or controls used to enforce AU-9(1) requirements.
  • What automated tools, systems, or technologies are deployed to implement AU-9(1)?
  • How is AU-9(1) integrated into your system architecture and overall security posture?
  • What configuration settings, parameters, or technical specifications enforce AU-9(1) requirements?

Evidence & Documentation:

  • What documentation demonstrates the complete implementation of AU-9(1)?
  • What audit logs, records, reports, or monitoring data validate AU-9(1) compliance?
  • Can you provide evidence of periodic reviews, assessments, or testing of AU-9(1) effectiveness?
  • What artifacts would you present during a FedRAMP assessment to demonstrate AU-9(1) compliance?

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