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03.04.08Application Execution Policy

>Control Description

Identify software programs authorized to execute on the system. Implement a deny-all, allow-by-exception policy for the execution of authorized software programs on the system. Review and update the list of authorized software programs organization-defined frequency.

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What documented policies and procedures address 03.04.08?
  • Who is accountable for implementing and maintaining 03.04.08 controls?
  • How frequently are 03.04.08 requirements reviewed, and what triggers updates?
  • What process ensures changes to systems maintain compliance with 03.04.08 requirements?
  • How are exceptions to 03.04.08 requirements documented and approved?

Technical Implementation:

  • What technical controls enforce 03.04.08 in your environment?
  • How are 03.04.08 controls configured and maintained across all systems?
  • What automated mechanisms support 03.04.08 compliance?
  • How do you validate that 03.04.08 implementations achieve their intended security outcome?
  • What compensating controls exist if primary 03.04.08 controls cannot be fully implemented?

Evidence & Documentation:

  • What documentation proves 03.04.08 is implemented and operating effectively?
  • Can you provide configuration evidence showing how 03.04.08 is technically enforced?
  • What audit logs or monitoring data demonstrate ongoing 03.04.08 compliance?
  • Can you show evidence of a recent review or assessment of 03.04.08 controls?
  • What artifacts would you provide during an assessment to demonstrate 03.04.08 compliance?

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