03.03.03—Audit Record Generation
>Control Description
Generate audit records for the selected event types and audit record content specified in 03.03.01 and 03.03.02. Retain audit records for a time period consistent with the records retention policy.
>Assessment Interview Topics
Questions assessors commonly ask
Process & Governance:
- •What documented policies and procedures address 03.03.03?
- •Who is accountable for implementing and maintaining 03.03.03 controls?
- •How frequently are 03.03.03 requirements reviewed, and what triggers updates?
- •What process ensures changes to systems maintain compliance with 03.03.03 requirements?
- •How are exceptions to 03.03.03 requirements documented and approved?
Technical Implementation:
- •What technical controls enforce 03.03.03 in your environment?
- •How are 03.03.03 controls configured and maintained across all systems?
- •What automated mechanisms support 03.03.03 compliance?
- •How do you validate that 03.03.03 implementations achieve their intended security outcome?
- •What compensating controls exist if primary 03.03.03 controls cannot be fully implemented?
Evidence & Documentation:
- •What documentation proves 03.03.03 is implemented and operating effectively?
- •Can you provide configuration evidence showing how 03.03.03 is technically enforced?
- •What audit logs or monitoring data demonstrate ongoing 03.03.03 compliance?
- •Can you show evidence of a recent review or assessment of 03.03.03 controls?
- •What artifacts would you provide during an assessment to demonstrate 03.03.03 compliance?
Ask AI
Configure your API key to use AI features.