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03.14.03Security Alerts, Advisories, and Directives

>Control Description

Receive system security alerts, advisories, and directives from external organizations on an ongoing basis. Generate and disseminate internal system security alerts, advisories, and directives, as necessary.

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What documented policies and procedures address 03.14.03?
  • Who is accountable for implementing and maintaining 03.14.03 controls?
  • How frequently are 03.14.03 requirements reviewed, and what triggers updates?
  • What process ensures changes to systems maintain compliance with 03.14.03 requirements?
  • How are exceptions to 03.14.03 requirements documented and approved?

Technical Implementation:

  • What technical controls enforce 03.14.03 in your environment?
  • How are 03.14.03 controls configured and maintained across all systems?
  • What automated mechanisms support 03.14.03 compliance?
  • How do you validate that 03.14.03 implementations achieve their intended security outcome?
  • What compensating controls exist if primary 03.14.03 controls cannot be fully implemented?

Evidence & Documentation:

  • What documentation proves 03.14.03 is implemented and operating effectively?
  • Can you provide configuration evidence showing how 03.14.03 is technically enforced?
  • What audit logs or monitoring data demonstrate ongoing 03.14.03 compliance?
  • Can you show evidence of a recent review or assessment of 03.14.03 controls?
  • What artifacts would you provide during an assessment to demonstrate 03.14.03 compliance?

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