03.11.01—Risk Assessment
>Control Description
Assess the risk (including supply chain risk) of unauthorized disclosure resulting from the processing, storage, or transmission of CUI. Update risk assessments ⚙organization-defined frequency.
>Assessment Interview Topics
Questions assessors commonly ask
Process & Governance:
- •What documented policies and procedures address 03.11.01?
- •Who is accountable for implementing and maintaining 03.11.01 controls?
- •How frequently are 03.11.01 requirements reviewed, and what triggers updates?
- •What process ensures changes to systems maintain compliance with 03.11.01 requirements?
- •How are exceptions to 03.11.01 requirements documented and approved?
Technical Implementation:
- •What technical controls enforce 03.11.01 in your environment?
- •How are 03.11.01 controls configured and maintained across all systems?
- •What automated mechanisms support 03.11.01 compliance?
- •How do you validate that 03.11.01 implementations achieve their intended security outcome?
- •What compensating controls exist if primary 03.11.01 controls cannot be fully implemented?
Evidence & Documentation:
- •What documentation proves 03.11.01 is implemented and operating effectively?
- •Can you provide configuration evidence showing how 03.11.01 is technically enforced?
- •What audit logs or monitoring data demonstrate ongoing 03.11.01 compliance?
- •Can you show evidence of a recent review or assessment of 03.11.01 controls?
- •What artifacts would you provide during an assessment to demonstrate 03.11.01 compliance?
Ask AI
Configure your API key to use AI features.