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03.01.06Least Privilege - Privileged Accounts

>Control Description

Restrict privileged accounts on the system to organization-defined personnel or roles.. Require that users (or roles) with privileged accounts use non-privileged accounts when accessing non-security functions or non-security information.

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What documented policies and procedures address 03.01.06?
  • Who is accountable for implementing and maintaining 03.01.06 controls?
  • How frequently are 03.01.06 requirements reviewed, and what triggers updates?
  • What process ensures changes to systems maintain compliance with 03.01.06 requirements?
  • How are exceptions to 03.01.06 requirements documented and approved?

Technical Implementation:

  • What technical controls enforce 03.01.06 in your environment?
  • How are 03.01.06 controls configured and maintained across all systems?
  • What automated mechanisms support 03.01.06 compliance?
  • How do you validate that 03.01.06 implementations achieve their intended security outcome?
  • What compensating controls exist if primary 03.01.06 controls cannot be fully implemented?

Evidence & Documentation:

  • What documentation proves 03.01.06 is implemented and operating effectively?
  • Can you provide configuration evidence showing how 03.01.06 is technically enforced?
  • What audit logs or monitoring data demonstrate ongoing 03.01.06 compliance?
  • Can you show evidence of a recent review or assessment of 03.01.06 controls?
  • What artifacts would you provide during an assessment to demonstrate 03.01.06 compliance?

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