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PE-16Delivery and Removal

IL4 Mod
IL4 High
IL5
IL6

>Control Description

a

Authorize and control organization-defined types of system components entering and exiting the facility; and

b

Maintain records of the system components.

>DoD Impact Level Requirements

FedRAMP Parameter Values

PE-16 (a) [all information system components]

>Discussion

Enforcing authorizations for entry and exit of system components may require restricting access to delivery areas and isolating the areas from the system and media libraries.

>Related Controls

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What policies govern the delivery and removal of information system components and media?
  • How does the organization authorize and track deliveries to and removals from the facility?
  • What is the process for inspecting incoming shipments to prevent unauthorized items?
  • How are delivery personnel screened and escorted within the facility?
  • What governance exists for investigating unauthorized or suspicious deliveries?

Technical Implementation:

  • What systems track deliveries and removals (loading dock systems, shipping logs)?
  • How are incoming items inspected for unauthorized components?
  • What technical controls restrict access to delivery and loading areas?
  • How are delivery manifests verified against actual contents?
  • What scanning or detection equipment is used for incoming deliveries?

Evidence & Documentation:

  • Provide delivery and removal authorization procedures and forms.
  • Provide delivery logs and inspection records from the past quarter.
  • Provide evidence of incoming shipment screening and validation.
  • Provide documentation of loading dock access controls and monitoring.
  • Provide records of any unauthorized or suspicious delivery incidents.

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