RM-04—Continuous Monitoring
>Control Description
The design and operating effectiveness of internal controls are continuously evaluated against the established Common Controls Framework by Organization. Corrective actions related to identified deficiencies are tracked to resolution.
Theme
Process
Type
Detective
Policy/Standard
Risk Management Standard>Implementation Guidance
1. Ensure that a process is defined and documented for the continuous monitoring of internal controls against the common controls framework. 2. Ensure any gaps identified are remediated as per the organization's policy.
>Testing Procedure
1. Validate that a process is defined and documented for the continuous monitoring of internal controls against the common controls framework. 2. For sample gaps validate that they were remediated as per the organization's policy.
>Audit Artifacts
E-RM-07
E-RM-08
>Framework Mappings
Cross-framework mappings provided by Adobe CCF Open Source under Creative Commons License.
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