PR-07—Code of Ethics

>Control Description

Organization has a Code of Ethics for Senior Officers. The Senior Officers and CEO certify that they understand the Code on an annual basis.

Theme

Process

Type

Preventive

Policy/Standard

Human Resource Policy

>Implementation Guidance

1. Ensure that a Code of Ethics has been established for senior officers and the CEO. 2. Ensure all senior officers and CEO have documented certification of Code of Ethics on an annual basis.

>Testing Procedure

1. Inspect and validate that a Code of ethics is defined and documented for senior officers and CEO. 2. Validate that all senior officers and CEO have documented certification of code of ethics at least annually.